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SECURITIES ENFORCEMENT & LITIGATION

 



PRACTICE GROUP LEADER

George T. (Toby) Dilworth
207.253.0521 Direct
tdilworth@dwmlaw.com

James T. Kilbreth
207.253.0555 Direct
jkilbreth@dwmlaw.com

RELATED PROFESSIONALS

Melissa A. Hewey

David S. Sherman

Litigation

Appellate

Attorney Discipline

Bankruptcy and Debtor/Creditor Litigation

Business & Commercial Litigation

Civil Rights Litigation

Construction Litigation

Copyright & Trademark Litigation

Employment Litigation

Federal Indian Law

Insurance Defense

Internal Investigations

International Commercial Arbitration

Personal Injury Toxic Tort & Product Liability

Probate Litigation

Real Estate Litigation

Securities Enforcement & Litigation

White Collar


SECURITIES ENFORCEMENT & LITIGATION

PRACTICE GROUP LEADER SMALL

George T. (Toby) Dilworth
207.253.0521 Direct
tdilworth@dwmlaw.com

James T. Kilbreth
207.253.0555 Direct
jkilbreth@dwmlaw.com

RELATED PROFESSIONALS

Melissa A. Hewey

David S. Sherman



Drummond Woodsum’s securities enforcement and litigation practice consists of attorneys licensed in Maine and New Hampshire who have litigated precedent-setting securities matters.

Our clients include public companies and their subsidiaries, accounting firms, broker-dealers, investment banks, underwriters, investment advisers, hedge funds, private equity firms, venture capital firms, mutual funds, and law firms. We also regularly represent special committees and audit committees, directors, officers, partners, principals, and employees of such entities.

Our experience includes:

  • proxy litigation
  • securities fraud or regulatory violations
  • breach of fiduciary duty
  • mismanagement and negligence
  • allegations involving improper financial reporting or other public disclosures
  • accounting errors or irregularities
  • inadequate internal controls
  • Foreign Corrupt Practices Act (FCPA) violations
  • insider trading
  • stock manipulation
  • violations of broker-dealer regulations
  • investment adviser and investment company regulations
Several of our attorneys have been recognized as leading lawyers in the fields of securities enforcement and litigation and business litigation. Our ranks include a former Chief Deputy Attorney General of the State of Maine and a former federal prosecutor.


REPRESENTATIVE CLIENTS & MATTERS

  • Nov. 26, 2013 - acquittal in $1.6 Million securities fraud case
  • Mockler v. Maritimes & Northeast Pipeline, LLC
  • Brunswick Technologies, Inc. v. Vetrotex Certainteed Corp.
  • Gorman, et al. v. Coogan, et al.
  • Executive Risk Indemnity, Inc. v. Speltz & Weis, LLC
  • Neely v. Bar Harbor Bankshares
  • The Official Committee of Unsecured Creditors of St. Vincent's Catholic Medical Centers of New York, et al. v. Speltz & Weis, LLC a/k/a Wellspring Management Services, LLC, et al.
  • Jackson Brook Institute v. Maine Ins. Guar. Ass'n
  • Goldenson v. Steffens
 
 
 
 





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2017 DRUMMOND WOODSUM | ATTORNEYS AT LAW